PRIVATE PARTICIPATION IN INFRASTRUCTURE DEVELOPMENT AND FINANCE

OCTOBER 20-31, 2008

tuition fee: $4430 (includes a new laptop)

 
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INTENDED AUDIENCE: Policymakers; managers and directors of public enterprises; members of public enterprise reform and privatization agencies; legal, financial and regulatory advisors.

COURSE OBJECTIVES: This course provides training in the design, negotiation and financing of private participation in infrastructure and covers topics of interest to private sector lawyers, contractors, bankers and accountants as well as government officials. It uses case studies and mock negotiations to identify critical issues related to the use of project finance techniques to fund PPPs.

Course Outline:

Planning for Private Participation
  • General nature of private infrastructure finance
  • Lessons learned from past policies and projects
  • Strategic considerations for the host government and for the private sector participant
  • Identification and preparation of individual projects

Design of Concession and other PPP Agreements

  • Legal and regulatory framework
  • Design of individual agreements
  • Special problems of agreements with local authorities and other sub-national entities
  • Key financial considerations, including the concept of bankability

Negotiation of Key Contract Clauses

  • The negotiation process
  • How to negotiate contentious clauses, including:
    • clauses to make a concession bankable;
    • termination provisions and compensation in event of termination;
    • tariff and price adjustment clauses;
    • unilateral change and economic hardship clauses;
    • provisions for government support;
    • re-bidding provisions;
    • transfer of assets at the end of the concession, and
    • dispute settlement clauses

Finance: Structure and Basic Techniques

  • The concept of project finance
  • Risk analysis and mitigation
  • Legal structures
  • Basic techniques
  • Basic project documents

Finance: Arranging the Funding

  • Source of finance
  • Providing credit support and security for loans
  • Financial documentation

Renegotiation of Agreements

  • Most common reasons for renegotiation
  • Alternatives to renegotiation
  • Types of renegotiation
  • Clauses in the concession agreement to facilitate renegotiation
NOTE: It is recommended that participants of this course also take Advanced Project Finance.